Direct lender since 2007

Global clients

195+ countries · 80+ exchanges

High-value transactions

Private & confidential

Typical mandate range $1M–$1B+ · Qualified clients

How a stock loan works

A clear path from portfolio review to funding—built around your collateral and objectives.

Stock loans are collateral-first transactions. The workflow below is representative; your actual sequence follows the term sheet and closing checklist you receive.

Step-by-step process

  1. 1

    Discovery & goals

    We clarify how much liquidity you need, timing, and which positions may be eligible.

  2. 2

    Collateral screening

    Ticker, exchange, liquidity, concentration, and advance-rate parameters are reviewed.

  3. 3

    Indicative terms

    You receive a summary of rate, term, advance rate, and key obligations for discussion—subject to final diligence.

  4. 4

    Documentation & closing

    Security agreements and account control arrangements are completed as required.

  5. 5

    Funding

    Proceeds are wired per your instructions after all conditions are satisfied.

Eligibility overview

Underwriting weighs collateral quality, volatility, liquidity, jurisdiction, and structural requirements. There is no one-size checklist in public marketing—share your statement and we map it to program rules.

Funding timeline

Simple, cooperative cases with clean custody can move quickly. Cases involving multiple advisors, restricted stock, or cross-border elements may extend the calendar. We set expectations up front.

Common questions

Timing depends on collateral type, custody, and how quickly documents are executed. Some cases move in days; others take longer when third parties are involved. Your representative can outline a realistic range after intake.

Lenders often focus on liquid, exchange-listed equities. ETFs, funds, and restricted stock may be treated differently. Eligibility is determined in underwriting—not assumed from marketing pages.

Many securities-backed structures emphasize collateral quality and advance rates rather than traditional consumer credit scores, but policies vary. There is no universal rule.

Ready to explore liquidity without selling?

Tell us about your portfolio and goals. We will follow up with next steps.

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