Direct lender since 2007
Global clients
195+ countries · 80+ exchanges
High-value transactions
Private & confidential
Typical mandate range $1M–$1B+ · Qualified clients
Executives, RSUs & concentrated equity
Plan around vesting, blackouts, and concentration risk with a liquidity toolkit that complements your advisor team.
Liquidity options leaders ask about
Public-company executives often face a mismatch: on paper wealth in company stock and real cash needs for taxes, diversification, or life events. Selling is not always attractive due to windows, perception, or taxes. Securities-backed borrowing is one approach to discuss with counsel and tax advisors.
RSUs, vested shares & concentrated positions
Vested, freely tradable shares are the typical starting point for collateral review. Concentrated positions may receive conservative advance rates. We coordinate with your legal and compliance constraints as applicable.
General planning benefits (not advice)
Themes include timing recognition events, pairing loans with staged sales, and avoiding forced sales in weak markets. Not investment, legal, or tax advice—work with licensed professionals.
Frequently asked questions
Unvested equity is usually not eligible as loan collateral. Lenders typically look at freely tradable shares subject to policy and law. Your plan documents and insider rules also matter.
Margin is a brokerage product with specific rules; securities-backed loans from specialty lenders can differ in advance rates, covenants, and purpose. See stock loans for details.
Ready to explore liquidity without selling?
Tell us about your portfolio and goals. We will follow up with next steps.
Get Started